| BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | Providing automated trading services | 2009-10-15 | 2015-11-30 |
| RO | Advising on securities | 2006-09-19 | 2018-06-30 |
| RO | Dealing in securities | 2006-09-19 | 2018-06-30 |
| Rep | Dealing in securities | 2005-08-22 | 2006-09-19 |
| SG Asset Finance (Hong Kong) Limited | RO | Dealing in futures contracts | 2003-10-02 | 2005-07-30 |
| CREDIT AGRICOLE INDOSUEZ CHEUVREUX SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | - | 2003-09-30 |
| Newedge Broker Hong Kong Limited | RO | Providing automated trading services | - | 2003-07-09 |
| RO | Dealing in futures contracts | - | 2005-07-30 |
| SG Asset Finance (Hong Kong) Limited | RO | Providing automated trading services | - | 2003-07-09 |
| RO | Dealing in securities | - | 2005-07-30 |