Personnel Hong Kong SFC License Details (ID 70655)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2023-09-05	-
	Rep	Dealing in futures contracts	2023-08-29	-
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-10-06	2011-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-10-06	2023-05-31
	Rep	Providing automated trading services	2011-07-04	2015-11-30
	Rep	Dealing in securities	2011-07-04	2023-05-31
Knight Capital Asia Limited	Rep	Advising on securities	2010-08-02	2011-05-31
	Rep	Dealing in securities	2010-08-02	2011-05-31
BTIG Hong Kong Limited	RO	Dealing in securities	2008-04-18	2009-12-01
ETRADE SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-06-23	2007-10-12
	Rep	Advising on corporate finance	2003-04-01	2004-01-05
	Rep	Asset management	2003-04-01	2004-01-05
	Rep	Providing automated trading services	2003-04-01	2004-01-05
	Rep	Advising on securities	2003-04-01	2007-11-23
	Rep	Dealing in securities	2003-04-01	2007-11-23
ETRADE SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-01-05
	Rep	Asset management	2003-04-01	2004-01-05
	Rep	Providing automated trading services	2003-04-01	2004-01-05
	Rep	Advising on securities	2003-04-01	2007-10-31
	Rep	Dealing in securities	2003-04-01	2007-10-31