Personnel Hong Kong SFC License Details (ID 70656)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIMCO Asia Limited	Rep	Advising on securities	2018-12-28	2020-10-09
	Rep	Asset management	2018-12-28	2020-10-09
	Rep	Dealing in securities	2018-12-28	2020-10-09
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2004-09-23	2013-03-20
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2004-06-02	2004-09-04
	Rep	Advising on corporate finance	2003-05-17	2004-01-17
	Rep	Advising on securities	2003-05-17	2004-01-17