Personnel SFC Licences and HKMA Registrations (ID 70657)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FITCH (HONG KONG) LIMITED	Rep	Providing credit rating services	2015-10-09	-
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2009-08-21	2015-06-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.