Personnel SFC Licences and HKMA Registrations (ID 70659)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2026-05-12	-
	Rep	Advising on securities	2025-12-02	2026-05-12
China Renaissance Securities (Hong Kong) Limited	Rep	Advising on securities	2019-05-02	2025-09-19
GOLDEN NEST CAPITAL MANAGEMENT (HONG KONG) CO. LIMITED	Rep	Asset management	2019-02-21	2019-04-01
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2017-09-21	2018-10-13
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2010-07-26	2016-05-09
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2008-11-24	2010-06-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.