Personnel Hong Kong SFC License Details (ID 70669)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2010-07-26	2013-12-13
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2008-07-30	2010-06-15
BEAR STEARNS ASIA LIMITED	Rep	Dealing in securities	2006-02-09	2008-05-30
T G HOLBORN (HK) LIMITED	Rep	Advising on corporate finance	-	2003-05-01
	Rep	Advising on securities	-	2003-05-01