| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| TIGER BROKERS (HK) GLOBAL LIMITED | Rep | Advising on securities | 2023-10-03 | - |
| Rep | Dealing in futures contracts | 2023-10-03 | - | |
| Rep | Dealing in securities | 2023-10-03 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-06-29 | 2023-08-11 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-02-26 | 2023-08-11 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-02-26 | 2023-08-11 |
| SG SECURITIES (HK) LIMITED | Rep | Providing automated trading services | 2018-10-03 | 2019-11-08 |
| Rep | Dealing in futures contracts | 2018-10-03 | 2019-11-08 | |
| Rep | Dealing in securities | 2018-09-11 | 2019-11-08 | |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2015-08-31 | 2018-05-25 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-05-25 | 2015-06-12 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | Dealing in securities | 2006-04-28 | 2011-12-30 |
| Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2005-04-25 | 2006-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2005-03-02 |
| Rep | Advising on securities | 2003-04-01 | 2005-03-02 | |
| Rep | Asset management | 2003-04-01 | 2005-03-02 | |
| Rep | Providing automated trading services | 2003-04-01 | 2005-03-02 | |
| Rep | Dealing in securities | 2003-04-01 | 2005-03-02 | |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2005-03-02 |
| Rep | Asset management | 2003-04-01 | 2005-03-02 | |
| Rep | Providing automated trading services | 2003-04-01 | 2005-03-02 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2005-03-02 |
No HKMA registrations in the collected records.