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Liu, Jia (SFC:APO197) 劉佳 Hong Kong SFC License Details (ID 70694)
Liu, Jia (SFC:APO197) 劉佳
SFC ID:
APO197
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED
Rep
Advising on securities
2014-10-16
2023-05-04
BNP PARIBAS SECURITIES (ASIA) LIMITED
Rep
Advising on securities
2007-09-04
2014-04-24