Mak, Carol Michele Kar Wai 麥嘉慧
SFC ID:ABX294
| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in futures contracts | 2016-05-18 | 2019-06-10 |
| Rep | Advising on futures contracts | 2015-11-24 | 2019-06-10 | |
| Rep | Advising on securities | 2015-11-24 | 2019-06-10 | |
| Rep | Asset management | 2015-11-24 | 2019-06-10 | |
| Rep | Dealing in securities | 2015-11-24 | 2019-06-10 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2015-11-24 | 2019-06-10 |
| Rep | Advising on securities | 2015-11-24 | 2019-06-10 | |
| Rep | Asset management | 2015-11-24 | 2019-06-10 | |
| Rep | Dealing in securities | 2015-11-24 | 2019-06-10 | |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on futures contracts | 2012-05-14 | 2015-08-25 |
| Rep | Advising on securities | 2012-05-14 | 2015-08-25 | |
| Rep | Asset management | 2012-05-14 | 2015-08-25 | |
| Rep | Dealing in securities | 2012-05-14 | 2015-08-25 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2009-07-20 | 2011-11-21 |
| Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2005-05-12 | 2008-12-10 |
| Credit Agricole Securities (Asia) Limited | RO | Advising on securities | 2004-08-27 | 2005-02-16 |
| Rep | Advising on corporate finance | - | 2004-06-23 | |
| Rep | Asset management | - | 2004-06-23 | |
| Rep | Advising on securities | - | 2004-08-27 |