| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| INNOVATION ASSET MANAGEMENT CO., LIMITED | RO | Advising on securities | 2023-01-18 | - |
| RO | Asset management | 2022-05-26 | - | |
| Rep | Asset management | 2022-03-08 | 2022-05-26 | |
| Privium Fund Management (HK) Limited | Rep | Asset management | 2020-10-19 | 2021-05-31 |
| E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2018-01-22 | 2020-06-30 |
| Rep | Asset management | 2018-01-22 | 2020-06-30 | |
| Rep | Dealing in securities | 2018-01-22 | 2020-06-30 | |
| INNOVATION ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2017-10-04 | 2018-01-02 |
| Rep | Asset management | 2017-10-04 | 2018-01-02 | |
| INNOVATION SECURITIES CO., LIMITED | Rep | Dealing in securities | 2017-03-27 | 2018-01-02 |
| MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2015-02-16 | 2017-01-16 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2007-05-02 | 2012-10-05 |
| RO | Advising on securities | 2006-08-03 | 2007-05-02 | |
| Rep | Advising on securities | 2004-07-02 | 2006-08-03 | |
| CLSA RESEARCH LIMITED | Rep | Advising on securities | 2003-04-01 | 2004-06-25 |
No HKMA registrations in the collected records.