Personnel Hong Kong SFC License Details (ID 70705)

Personnel Hong Kong SFC License Details (ID 70705)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2017-12-20	2018-09-28
	RO	Dealing in securities	2017-12-20	2018-09-28
	Rep	Dealing in futures contracts	2016-08-10	2018-09-28
	Rep	Providing automated trading services	2011-01-07	2015-11-30
	Rep	Dealing in securities	2011-01-07	2017-12-20
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2003-06-25
	Rep	Advising on securities	-	2003-06-25
	Rep	Asset management	-	2003-06-25
	Rep	Dealing in securities	-	2003-06-25