Trinh, Nicholas Hung 鄭雄評

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INNOVATION SECURITIES CO., LIMITED	Rep	Dealing in securities	2023-06-02	-
RHB SECURITIES HONG KONG LIMITED	RO	Dealing in securities	2015-06-17	2019-12-31
	Rep	Dealing in securities	2014-07-07	2015-06-17
KAM FAI SECURITIES CO., LIMITED	Rep	Dealing in securities	2013-11-18	2014-06-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	2009-11-26	2013-05-24
	Rep	Dealing in securities	2005-04-07	2013-05-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INNOVATION SECURITIES CO., LIMITED	Rep	Dealing in securities	2023-06-02	-
RHB SECURITIES HONG KONG LIMITED	RO	Dealing in securities	2015-06-17	2019-12-31
	Rep	Dealing in securities	2014-07-07	2015-06-17
KAM FAI SECURITIES CO., LIMITED	Rep	Dealing in securities	2013-11-18	2014-06-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	2009-11-26	2013-05-24
	Rep	Dealing in securities	2005-04-07	2013-05-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.