| Redford Asset Management Limited | RO | Asset management | 2018-07-30 | - |
| Rep | Asset management | 2018-07-09 | 2018-07-30 |
| KIN BRIDGE CAPITAL LIMITED | RO | Asset management | 2016-03-04 | 2018-05-31 |
| M&F ASSET MANAGEMENT LIMITED | RO | Asset management | 2014-12-22 | 2015-05-12 |
| RO | Dealing in securities | 2014-10-30 | 2015-02-13 |
| METRO CAPITAL FUTURES LIMITED | RO | Dealing in futures contracts | 2014-10-30 | 2016-02-29 |
| M&F ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2014-09-16 | 2014-10-30 |
| METRO CAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-09-16 | 2014-10-30 |
| METRO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-09-09 | 2013-09-27 |
| BOCI ASIA LIMITED | RO | Dealing in securities | 2006-07-19 | 2013-03-21 |
| BOCI SECURITIES LIMITED | RO | Dealing in futures contracts | 2006-07-19 | 2013-03-21 |
| RO | Dealing in securities | 2006-07-19 | 2013-03-21 |
| Rep | Dealing in futures contracts | 2005-10-13 | 2006-07-19 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-30 | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-30 | 2006-07-19 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2003-04-01 | 2003-08-22 |
| Rep | Dealing in securities | 2003-04-01 | 2004-03-03 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Providing automated trading services | 2003-04-01 | 2003-08-22 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-03-03 |
| Rep | Advising on securities | 2003-04-01 | 2004-03-03 |
| Rep | Asset management | 2003-04-01 | 2004-03-03 |
| Rep | Dealing in securities | 2003-04-01 | 2004-03-03 |