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Personnel Hong Kong SFC License Details (ID 70722)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BOCI SECURITIES LIMITED
Rep
Dealing in securities
2021-01-20
2023-12-13
BOCI ASIA LIMITED
RO
Advising on corporate finance
2007-01-30
2023-12-13
Rep
Advising on corporate finance
2004-10-18
2007-01-30