| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Chiyu International Capital Limited | RO | Advising on corporate finance | 2022-12-23 | - |
| RO | Advising on securities | 2022-12-23 | - | |
| RO | Dealing in securities | 2022-12-23 | - | |
| Fosun International Securities Limited | RO | Dealing in securities | 2020-09-02 | 2021-02-28 |
| Rep | Dealing in securities | 2019-12-23 | 2020-09-02 | |
| RO | Dealing in securities | 2019-05-16 | 2019-12-23 | |
| Rep | Dealing in securities | 2017-06-09 | 2019-05-16 | |
| RO | Advising on corporate finance | 2017-06-09 | 2021-02-28 | |
| Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2017-03-06 | 2017-03-31 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2017-03-06 | 2017-03-31 |
| FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2016-03-29 | 2016-11-11 |
| FORTUNE FINANCIAL CAPITAL LIMITED | RO | Advising on corporate finance | 2016-01-07 | 2016-11-11 |
| Rep | Advising on corporate finance | 2015-12-21 | 2016-01-07 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on corporate finance | 2012-11-06 | 2015-11-18 |
| Rep | Advising on corporate finance | 2012-08-08 | 2012-11-06 | |
| BOCI ASIA LIMITED | RO | Advising on corporate finance | 2010-08-02 | 2012-05-28 |
| Rep | Dealing in securities | 2006-07-25 | 2010-06-18 | |
| Rep | Advising on corporate finance | 2006-07-25 | 2010-08-02 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | Advising on corporate finance | 2004-03-16 | 2006-07-03 |
| Rep | Dealing in securities | 2004-03-16 | 2006-07-03 | |
| BOCI ASIA LIMITED | Rep | Dealing in securities | 2003-04-01 | 2004-03-01 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-03-02 |
No HKMA registrations in the collected records.