| BOCI ASIA LIMITED | RO | Dealing in securities | 2010-08-17 | 2012-01-20 |
| BOCI SECURITIES LIMITED | RO | Dealing in futures contracts | 2010-08-17 | 2012-01-20 |
| RO | Dealing in securities | 2010-08-17 | 2012-01-20 |
| BOCI ASIA LIMITED | Rep | Dealing in securities | 2010-03-30 | 2010-08-17 |
| BOCI ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-03-30 | 2012-01-20 |
| Rep | Asset management | 2010-03-30 | 2012-01-20 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-03-30 | 2010-08-17 |
| Rep | Advising on securities | 2010-03-30 | 2012-01-20 |
| Rep | Dealing in securities | 2009-10-14 | 2010-08-17 |
| Credit Suisse (Hong Kong) Limited | RO | Dealing in securities | 2005-10-25 | 2006-05-11 |
| Rep | Dealing in securities | 2005-04-14 | 2005-10-25 |
| Rep | Advising on corporate finance | 2005-04-14 | 2006-05-11 |
| Rep | Advising on securities | 2005-04-14 | 2006-05-11 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Advising on futures contracts | - | 2005-02-15 |
| Rep | Asset management | - | 2005-02-15 |
| Rep | Providing automated trading services | - | 2006-05-11 |
| Rep | Dealing in futures contracts | - | 2006-05-11 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Providing automated trading services | - | 2003-08-22 |
| Rep | Asset management | - | 2005-02-15 |
| Rep | Advising on corporate finance | - | 2006-05-11 |
| Rep | Advising on securities | - | 2006-05-11 |
| Rep | Dealing in securities | - | 2006-05-11 |