Personnel Hong Kong SFC License Details (ID 70731)

Personnel Hong Kong SFC License Details (ID 70731)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI RESEARCH LIMITED	RO	Advising on securities	2010-07-20	2012-12-31
BOCI ASSET MANAGEMENT LIMITED	RO	Asset management	2008-11-04	2012-12-31
BOCI ASIA LIMITED	RO	Dealing in securities	2006-04-25	2012-12-31
BOCI SECURITIES LIMITED	RO	Advising on futures contracts	2005-10-06	2012-12-31
	RO	Dealing in futures contracts	2005-10-06	2012-12-31
BOCI COMMODITIES &AMP; FUTURES LIMITED	RO	Advising on futures contracts	2004-11-17	2011-09-30
BOCI SECURITIES LIMITED	RO	Advising on securities	2004-09-08	2012-12-31
BOCI COMMODITIES &AMP; FUTURES LIMITED	RO	Dealing in futures contracts	2004-02-24	2011-09-30
BOCI SECURITIES LIMITED	RO	Dealing in securities	2004-02-24	2012-12-31