Personnel Hong Kong SFC License Details (ID 70737)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI ASIA LIMITED	RO	Advising on corporate finance	2013-11-14	2018-02-08
	RO	Dealing in securities	2013-11-14	2018-02-08
BOCI SECURITIES LIMITED	RO	Dealing in securities	2013-11-14	2018-02-08
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2006-07-17	2013-11-14
	Rep	Dealing in securities	2006-07-17	2013-11-14
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2006-07-17	2013-11-14