Personnel Hong Kong SFC License Details (ID 70741)

Personnel Hong Kong SFC License Details (ID 70741)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Enhanced Securities Limited	RO	Advising on corporate finance	2020-03-02	2022-07-21
XinKong International Asset Management Limited	Rep	Asset management	2016-02-04	2017-04-07
XinKong International Securities Limited	Rep	Advising on securities	2016-02-04	2017-04-07
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2010-11-18	2015-11-03
DBS ASIA CAPITAL LIMITED	Rep	Advising on securities	2007-06-15	2007-07-26
	Rep	Dealing in securities	2007-06-15	2007-07-26
	Rep	Advising on corporate finance	2007-05-16	2007-07-26
ANGLO CHINESE CORPORATE FINANCE, LIMITED	Rep	Advising on corporate finance	2005-09-15	2007-04-22