Personnel Hong Kong SFC License Details (ID 70754)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MANGO FINANCIAL LIMITED	RO	Dealing in securities	2025-06-23	2026-09-17
	RO	Advising on corporate finance	2025-02-11	2026-09-17
RED SOLAR SECURITIES (INTERNATIONAL) LIMITED	RO	Advising on corporate finance	2024-03-20	2024-12-31
	Rep	Advising on corporate finance	2024-01-29	2024-03-20
	Rep	Dealing in securities	2024-01-29	2024-12-31
Ping An of China Capital (Hong Kong) Company Limited	RO	Advising on corporate finance	2021-12-09	2023-09-17
	Rep	Advising on corporate finance	2021-10-04	2021-12-09
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2021-10-04	2023-09-17
Yue Xiu Capital Limited	RO	Advising on corporate finance	2021-05-21	2021-08-07
	Rep	Advising on corporate finance	2021-02-09	2021-05-21
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2021-02-09	2021-08-07
CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2020-05-29	2020-12-31
	Rep	Advising on corporate finance	2019-11-21	2020-05-29
	Rep	Dealing in securities	2019-11-21	2020-12-31
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-11-26	2019-10-18
ORIENT CAPITAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2018-10-15	2019-10-18
	Rep	Advising on corporate finance	2018-08-16	2018-10-15
China Sunrise Capital Limited	RO	Advising on corporate finance	2018-01-31	2018-04-08
BOCI ASIA LIMITED	RO	Advising on corporate finance	2012-10-24	2017-08-25
	Rep	Advising on corporate finance	2010-07-26	2012-10-24
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	2005-05-24	2009-01-17
ICEA CAPITAL LIMITED	Rep	Advising on corporate finance	2004-05-15	2005-05-10