Personnel Hong Kong SFC License Details (ID 70765)

Personnel Hong Kong SFC License Details (ID 70765)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI RESEARCH LIMITED	RO	Advising on securities	2024-08-13	2025-12-12
BOCI ASIA LIMITED	RO	Advising on corporate finance	2013-11-15	2025-12-12
	RO	Dealing in securities	2013-11-15	2025-12-12
BOCI SECURITIES LIMITED	RO	Advising on securities	2013-11-15	2025-12-12
	RO	Dealing in securities	2013-11-15	2025-12-12
BOCI ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2009-10-30	2014-06-30
	Rep	Asset management	2009-10-30	2014-06-30
BOCI SECURITIES LIMITED	Rep	Advising on securities	2009-10-30	2013-11-15
	Rep	Dealing in securities	2008-07-30	2013-11-15
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2007-12-04	2013-11-15
	Rep	Dealing in securities	2007-12-04	2013-11-15