Personnel Hong Kong SFC License Details (ID 70768)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2009-09-18	2025-06-12
	Rep	Dealing in securities	2009-09-18	2025-06-12
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2007-09-24	2008-12-10
	Rep	Advising on corporate finance	2007-08-24	2008-12-10
	Rep	Dealing in securities	2007-08-24	2008-12-10
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2004-05-17	2007-08-16
	Rep	Dealing in securities	2004-05-17	2007-08-16