Personnel Hong Kong SFC License Details (ID 70770)

Personnel Hong Kong SFC License Details (ID 70770)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI ASIA LIMITED	RO	Advising on corporate finance	2021-06-02	2024-01-19
	RO	Dealing in securities	2021-06-02	2024-01-19
BOCI COMMODITIES &AMP; FUTURES LIMITED	RO	Advising on futures contracts	2021-06-02	2024-01-19
	RO	Dealing in futures contracts	2021-06-02	2024-01-19
BOCI RESEARCH LIMITED	RO	Advising on securities	2021-06-02	2024-01-19
BOCI SECURITIES LIMITED	RO	Advising on futures contracts	2021-06-02	2024-01-19
	RO	Advising on securities	2021-06-02	2024-01-19
	RO	Dealing in futures contracts	2021-06-02	2024-01-19
	RO	Dealing in securities	2021-06-02	2024-01-19
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2006-07-17	2021-06-02
	Rep	Dealing in securities	2006-07-17	2021-06-02
BOCI SECURITIES LIMITED	Rep	Advising on securities	2006-07-17	2021-06-02
	Rep	Dealing in securities	2006-07-17	2021-06-02