Personnel Hong Kong SFC License Details (ID 70779)

Personnel Hong Kong SFC License Details (ID 70779)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2013-07-05	2016-01-29
	Rep	Dealing in securities	2013-07-05	2016-01-29
	Rep	Advising on corporate finance	2012-08-01	2013-05-21
	Rep	Dealing in securities	2012-08-01	2013-05-21
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2007-07-06	2012-06-23
	Rep	Dealing in securities	2007-07-06	2012-06-23
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on corporate finance	2004-03-01	2006-05-28
	Rep	Dealing in securities	2004-03-01	2006-05-28