Personnel Hong Kong SFC License Details (ID 70786)

Personnel Hong Kong SFC License Details (ID 70786)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2026-04-21	-
	Rep	Advising on securities	2026-03-30	-
	Rep	Dealing in securities	2026-03-30	-
	Rep	Advising on corporate finance	2026-03-30	2026-04-21
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2026-03-30	-
BOCI ASIA LIMITED	Rep	Dealing in securities	2021-10-26	2026-02-05
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2021-10-26	2026-02-05
BOCI ASIA LIMITED	RO	Advising on corporate finance	2020-08-18	2026-02-05
	Rep	Advising on corporate finance	2011-02-09	2020-08-18