| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | Advising on corporate finance | 2024-04-17 | - |
| Rep | Advising on securities | 2024-04-17 | - | |
| TRANSPAC CAPITAL LIMITED | Rep | Advising on corporate finance | 2023-03-03 | 2023-09-11 |
| Rep | Advising on securities | 2023-03-03 | 2023-09-11 | |
| GUOTAI JUNAN CAPITAL LIMITED | RO | Advising on corporate finance | 2022-07-12 | 2022-10-20 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2022-07-12 | 2022-10-20 |
| Rep | Dealing in securities | 2022-07-12 | 2022-10-20 | |
| GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-11-05 | 2022-07-12 |
| BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2015-07-13 | 2021-08-13 |
| Rep | Dealing in securities | 2015-07-13 | 2021-08-13 | |
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2015-07-13 | 2021-08-13 |
| Rep | Dealing in securities | 2015-07-13 | 2021-08-13 | |
| BOCI ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-10-30 | 2012-01-19 |
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2009-10-30 | 2012-01-19 |
| BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2006-07-18 | 2012-01-19 |
| Rep | Dealing in securities | 2006-07-18 | 2012-01-19 | |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2006-07-18 | 2012-01-19 |
No HKMA registrations in the collected records.