Personnel Hong Kong SFC License Details (ID 70795)

Personnel Hong Kong SFC License Details (ID 70795)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2018-10-26	2019-11-29
	Rep	Dealing in securities	2018-10-26	2019-11-29
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2018-10-26	2019-11-29
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2011-06-23	2018-02-23
	Rep	Dealing in securities	2011-06-23	2018-02-23
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2011-06-23	2018-02-23
ANGLO CHINESE CORPORATE FINANCE, LIMITED	RO	Advising on corporate finance	2010-05-20	2011-06-03
	Rep	Advising on corporate finance	2008-03-07	2010-05-20
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2007-08-30	2008-02-14
	Rep	Dealing in securities	2007-08-30	2008-02-14
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2007-08-30	2008-02-14
ANGLO CHINESE CORPORATE FINANCE, LIMITED	Rep	Advising on corporate finance	2007-01-24	2007-06-09
QLEAP ACCELERATORS LIMITED	Rep	Advising on corporate finance	-	2004-01-13
	Rep	Advising on securities	-	2004-01-13