Personnel Hong Kong SFC License Details (ID 70799)

Personnel Hong Kong SFC License Details (ID 70799)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2012-03-01	2014-01-08
	Rep	Dealing in securities	2012-03-01	2014-01-08
BOCI ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2012-03-01	2012-07-16
BOCI SECURITIES LIMITED	Rep	Advising on securities	2012-03-01	2012-07-16
	Rep	Dealing in securities	2012-03-01	2014-01-08
BOCI ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2009-11-11	2011-12-19
BOCI SECURITIES LIMITED	Rep	Advising on securities	2009-11-11	2011-12-19
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2008-06-20	2011-12-19
	Rep	Dealing in securities	2008-06-20	2011-12-19
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2008-06-20	2011-12-19