Personnel Hong Kong SFC License Details (ID 70808)

Personnel Hong Kong SFC License Details (ID 70808)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INNOVATION CAPITAL CO., LIMITED	RO	Advising on corporate finance	2026-06-22	-
INNOVATION SECURITIES CO., LIMITED	Rep	Dealing in securities	2026-06-02	-
Pulun International Capital Limited	Rep	Advising on corporate finance	2026-04-22	2026-05-04
Pulun International Securities Limited	Rep	Dealing in securities	2026-03-31	2026-05-04
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2025-11-24	2026-03-09
SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2024-12-04	2025-05-23
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2024-12-04	2025-05-23
Meyer Capital Group Limited	Rep	Advising on securities	2024-05-06	2024-10-03
	Rep	Asset management	2024-05-06	2024-10-03
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2020-03-11	2020-04-23
	Rep	Dealing in securities	2020-03-11	2020-04-23
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2010-11-08	2018-09-21