Personnel Hong Kong SFC License Details (ID 70809)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2013-07-02	-
	Rep	Dealing in securities	2013-07-02	-
BOCI ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2009-10-30	2013-05-29
BOCI SECURITIES LIMITED	Rep	Advising on securities	2009-10-30	2013-05-29
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2007-05-29	2013-05-29
	Rep	Dealing in securities	2007-05-29	2013-05-29
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2007-05-29	2013-05-29