Personnel Hong Kong SFC License Details (ID 70810)

Personnel Hong Kong SFC License Details (ID 70810)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
New China Capital Management Limited	Rep	Advising on securities	2017-09-04	2019-01-18
	Rep	Asset management	2017-09-04	2019-01-18
New China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2016-11-09	2017-07-12
	Rep	Asset management	2016-11-09	2017-07-12
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2014-04-09	2016-10-14
	Rep	Dealing in securities	2014-04-09	2016-10-14
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2010-04-16	2014-04-04
	Rep	Dealing in securities	2010-04-16	2014-04-04
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2010-04-16	2014-04-04