| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2024-04-24 | 2026-03-31 |
| CMBC SECURITIES COMPANY LIMITED | RO | Advising on securities | 2024-04-24 | 2026-03-31 |
| RO | Dealing in securities | 2024-04-24 | 2026-03-31 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2024-04-09 | 2024-04-24 |
| CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2024-04-09 | 2024-04-24 |
| Rep | Dealing in securities | 2024-04-09 | 2024-04-24 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2021-04-09 | 2023-05-24 |
| GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Asset management | 2018-09-05 | 2018-09-05 |
| RO | Asset management | 2018-09-05 | 2023-05-24 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-09-05 | 2018-09-05 |
| Rep | Dealing in futures contracts | 2018-09-05 | 2018-09-05 |
| RO | Advising on futures contracts | 2018-09-05 | 2023-05-24 |
| RO | Dealing in futures contracts | 2018-09-05 | 2023-05-24 |
| Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2018-09-05 | 2018-09-05 |
| RO | Leveraged foreign exchange trading | 2018-09-05 | 2023-05-24 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-09-05 | 2018-09-05 |
| Rep | Dealing in securities | 2018-09-05 | 2018-09-05 |
| RO | Advising on securities | 2018-09-05 | 2023-05-24 |
| RO | Dealing in securities | 2018-09-05 | 2023-05-24 |
| BOCI COMMODITIES & FUTURES LIMITED | RO | Advising on futures contracts | 2013-09-09 | 2016-12-01 |
| RO | Dealing in futures contracts | 2013-09-09 | 2016-12-01 |
| BOCI SECURITIES LIMITED | RO | Leveraged foreign exchange trading | 2011-02-25 | 2015-07-02 |
| BOCI ASSET MANAGEMENT LIMITED | RO | Asset management | 2008-07-03 | 2014-12-24 |
| BOCI SECURITIES LIMITED | RO | Advising on futures contracts | 2005-10-06 | 2016-12-01 |
| RO | Dealing in futures contracts | 2005-10-06 | 2016-12-01 |
| BOCI COMMODITIES & FUTURES LIMITED | RO | Advising on futures contracts | 2004-11-17 | 2011-09-30 |
| BOCI SECURITIES LIMITED | RO | Advising on securities | 2004-11-03 | 2016-12-01 |
| BOCI COMMODITIES & FUTURES LIMITED | RO | Dealing in futures contracts | 2004-02-03 | 2011-09-30 |
| BOCI SECURITIES LIMITED | RO | Dealing in securities | 2004-02-03 | 2016-12-01 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-01-02 | 2004-02-03 |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-01-02 | 2004-02-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Leveraged foreign exchange trading | 2003-09-30 | 2003-12-22 |
| HAITONG INTERNATIONAL FUTURES LIMITED | RO | Asset management | - | 2003-08-26 |
| RO | Providing automated trading services | - | 2003-08-26 |
| RO | Advising on futures contracts | - | 2003-12-22 |
| RO | Dealing in futures contracts | - | 2003-12-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | - | 2003-08-26 |
| Rep | Advising on securities | - | 2003-08-26 |
| Rep | Asset management | - | 2003-08-26 |
| Rep | Providing automated trading services | - | 2003-08-26 |
| Rep | Dealing in securities | - | 2003-12-22 |
| iBest Securities Company Limited | Rep | Advising on corporate finance | - | 2003-08-26 |
| Rep | Advising on securities | - | 2003-08-26 |
| Rep | Asset management | - | 2003-08-26 |
| Rep | Dealing in securities | - | 2003-12-22 |