Personnel Hong Kong SFC License Details (ID 70823)

Personnel Hong Kong SFC License Details (ID 70823)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	RO	Advising on corporate finance	2007-07-05	2018-09-01
BOCI ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2005-12-29	2014-06-30
	RO	Advising on securities	2005-12-29	2014-06-30
	RO	Asset management	2005-12-29	2014-06-30
	RO	Dealing in securities	2005-12-29	2014-06-30
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2005-11-28	2018-09-01
	RO	Advising on securities	2005-11-28	2018-09-01
	RO	Asset management	2005-11-28	2018-09-01
	RO	Dealing in securities	2005-11-28	2018-09-01