Personnel Hong Kong SFC License Details (ID 70827)

Personnel Hong Kong SFC License Details (ID 70827)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Marex Financial Services Hong Kong Limited	RO	Dealing in futures contracts	2024-10-07	-
	Rep	Dealing in securities	2024-08-20	-
	Rep	Dealing in futures contracts	2024-08-20	2024-10-07
BOCI COMMODITIES &AMP; FUTURES LIMITED	RO	Advising on futures contracts	2015-01-27	2024-06-04
	RO	Dealing in futures contracts	2015-01-27	2024-06-04
	Rep	Advising on futures contracts	2014-08-27	2015-01-27
	Rep	Dealing in futures contracts	2014-08-27	2015-01-27
BOCI ASSET MANAGEMENT LIMITED	Rep	Asset management	2008-11-07	2012-05-04
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2007-05-10	2012-05-04
	Rep	Dealing in securities	2007-05-10	2012-05-04
AN QIAO INVESTMENT (HONG KONG) LIMITED	Rep	Advising on securities	2005-06-20	2007-03-16
	Rep	Asset management	2005-06-20	2007-03-16