Personnel Hong Kong SFC License Details (ID 70833)

Personnel Hong Kong SFC License Details (ID 70833)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI COMMODITIES &AMP; FUTURES LIMITED	RO	Advising on futures contracts	2011-03-11	2013-08-14
	RO	Dealing in futures contracts	2011-03-11	2013-08-14
	Rep	Advising on futures contracts	2011-01-28	2011-03-11
	Rep	Dealing in futures contracts	2011-01-28	2011-03-11
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2009-05-27	2009-08-27
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-05-27	2009-08-27
	Rep	Dealing in securities	2009-05-27	2009-08-27
Newedge Broker Limited	Rep	Dealing in futures contracts	2006-06-09	2006-09-09