Personnel Hong Kong SFC License Details (ID 70835)

Personnel Hong Kong SFC License Details (ID 70835)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	RO	Advising on futures contracts	2013-11-22	2015-08-09
	RO	Dealing in futures contracts	2013-11-22	2015-08-09
	Rep	Advising on futures contracts	2013-10-30	2013-11-22
	Rep	Dealing in futures contracts	2013-10-30	2013-11-22
BOCI COMMODITIES &AMP; FUTURES LIMITED	RO	Advising on futures contracts	2012-09-11	2012-12-01
	RO	Dealing in futures contracts	2012-09-11	2012-12-01
	Rep	Advising on futures contracts	2011-04-11	2012-09-11
	Rep	Dealing in futures contracts	2011-04-11	2012-09-11
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2009-07-21	2011-02-01
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-07-21	2011-02-01
	Rep	Dealing in securities	2009-07-21	2011-02-01