| BOCI COMMODITIES & FUTURES LIMITED | RO | Advising on futures contracts | 2025-09-11 | - |
| RO | Dealing in futures contracts | 2025-09-11 | - |
| Rep | Advising on futures contracts | 2019-11-12 | 2025-09-11 |
| Rep | Dealing in futures contracts | 2019-11-12 | 2025-09-11 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2014-02-10 | 2015-11-11 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-02-10 | 2015-11-11 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | 2011-02-24 | 2014-02-08 |
| Rep | Dealing in futures contracts | 2011-02-24 | 2014-02-08 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2010-07-12 | 2011-02-01 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-07-12 | 2011-02-01 |
| Rep | Dealing in securities | 2010-07-12 | 2011-02-01 |