Personnel Hong Kong SFC License Details (ID 70843)

Personnel Hong Kong SFC License Details (ID 70843)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EFG Asset Management (HK) Limited	Rep	Asset management	2014-11-26	2020-12-03
	Rep	Advising on securities	2013-11-11	2020-12-03
	Rep	Dealing in securities	2013-11-11	2020-12-03
BOCI RESEARCH LIMITED	Rep	Advising on securities	2007-11-29	2012-11-03
DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED	Rep	Advising on securities	2007-09-14	2007-11-16
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2005-06-28	2007-08-01
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	-	2005-06-07