Personnel Hong Kong SFC License Details (ID 70868)

Personnel Hong Kong SFC License Details (ID 70868)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PO SANG SECURITIES LIMITED	RO	Advising on securities	2025-10-09	-
	RO	Dealing in securities	2025-10-09	-
BOCI SECURITIES LIMITED	RO	Advising on futures contracts	2025-08-19	-
	RO	Dealing in futures contracts	2025-07-10	-
	Rep	Advising on futures contracts	2025-07-10	2025-08-19
	RO	Advising on securities	2015-06-16	-
	RO	Dealing in securities	2015-06-16	-
	Rep	Dealing in securities	2012-03-13	2015-06-16
	Rep	Dealing in futures contracts	2012-03-13	2025-07-10
BOCI RESEARCH LIMITED	Rep	Advising on securities	2004-03-22	2015-04-21
China Reserve Securities Limited	Rep	Advising on corporate finance	2003-04-01	2004-01-13
	Rep	Asset management	2003-04-01	2004-01-13
	Rep	Dealing in securities	2003-04-01	2004-01-13
	Rep	Advising on securities	2003-04-01	2004-03-04