Wu, Qiong (SFC:ASZ115) 吳琼

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI RESEARCH LIMITED	RO	Advising on securities	2017-03-27	2026-11-05
BOCI SECURITIES LIMITED	RO	Advising on securities	2017-03-27	-
BOCI RESEARCH LIMITED	Rep	Advising on securities	2009-10-15	2017-03-27
BOCI SECURITIES LIMITED	Rep	Advising on securities	2009-05-20	2017-03-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI RESEARCH LIMITED	RO	Advising on securities	2017-03-27	2026-11-05
BOCI SECURITIES LIMITED	RO	Advising on securities	2017-03-27	-
BOCI RESEARCH LIMITED	Rep	Advising on securities	2009-10-15	2017-03-27
BOCI SECURITIES LIMITED	Rep	Advising on securities	2009-05-20	2017-03-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.