Personnel Hong Kong SFC License Details (ID 70880)

Personnel Hong Kong SFC License Details (ID 70880)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED	RO	Advising on securities	2025-01-23	-
	RO	Asset management	2025-01-23	-
	RO	Dealing in securities	2025-01-23	-
	Rep	Advising on securities	2024-12-03	2025-01-23
	Rep	Asset management	2024-12-03	2025-01-23
Zynergy Asset Management Limited	RO	Advising on securities	2021-09-14	2024-07-31
	RO	Asset management	2021-09-14	2024-07-31
	Rep	Advising on securities	2021-07-20	2021-09-14
	Rep	Asset management	2021-07-20	2021-09-14
VALUABLE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2020-01-03	2021-06-17
	RO	Asset management	2020-01-03	2021-06-17
	Rep	Advising on securities	2019-09-26	2020-01-03
	Rep	Asset management	2019-09-26	2020-01-03
VALUABLE CAPITAL LIMITED	RO	Advising on securities	2019-05-06	2019-09-16
	RO	Asset management	2019-05-06	2019-09-16
MASON INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2018-03-01	2019-03-31
	Rep	Asset management	2018-03-01	2019-03-31
THOMAS GLOBAL FINANCIAL SERVICES LIMITED	Rep	Dealing in securities	2018-03-01	2019-03-31
BOCI RESEARCH LIMITED	Rep	Advising on securities	2011-02-25	2014-03-01