Personnel Hong Kong SFC License Details (ID 70889)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Valliance Asset Management Limited	Rep	Asset management	2024-05-02	2026-05-01
Morgan Stanley Asia Limited	Rep	Advising on securities	2015-06-05	2017-03-23
	Rep	Dealing in securities	2015-06-05	2017-03-23
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2012-04-20	2013-03-16
BOCI RESEARCH LIMITED	Rep	Advising on securities	2011-08-15	2012-04-13