| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| IX Capital International Limited | RO | Advising on securities | 2026-01-22 | - |
| BOCI SECURITIES LIMITED | RO | Dealing in futures contracts | 2012-03-22 | 2023-02-28 |
| RO | Leveraged foreign exchange trading | 2011-10-21 | 2015-02-17 | |
| RO | Advising on securities | 2004-10-29 | 2023-02-28 | |
| RO | Dealing in securities | 2004-01-12 | 2023-02-28 | |
| BOCI Bullion Company Limited | RO | Advising on corporate finance | 2003-04-01 | 2004-01-12 |
| RO | Advising on securities | 2003-04-01 | 2004-01-12 | |
| RO | Asset management | 2003-04-01 | 2004-01-12 | |
| RO | Providing automated trading services | 2003-04-01 | 2004-05-27 | |
| RO | Dealing in securities | 2003-04-01 | 2006-12-31 | |
| Goldin Equities Limited | RO | Advising on corporate finance | 2003-04-01 | 2004-01-12 |
| RO | Advising on securities | 2003-04-01 | 2004-01-12 | |
| RO | Asset management | 2003-04-01 | 2004-01-12 | |
| RO | Dealing in securities | 2003-04-01 | 2006-01-26 |
No HKMA registrations in the collected records.