Webb-site Legacy

Ng, Oliver Tse Kuen 伍子權

SFC ID:ADR898

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
IX Capital International Limited	RO	Advising on securities	2026-01-22	-
BOCI SECURITIES LIMITED	RO	Dealing in futures contracts	2012-03-22	2023-02-28
	RO	Leveraged foreign exchange trading	2011-10-21	2015-02-17
	RO	Advising on securities	2004-10-29	2023-02-28
	RO	Dealing in securities	2004-01-12	2023-02-28
BOCI Bullion Company Limited	RO	Advising on corporate finance	2003-04-01	2004-01-12
	RO	Advising on securities	2003-04-01	2004-01-12
	RO	Asset management	2003-04-01	2004-01-12
	RO	Providing automated trading services	2003-04-01	2004-05-27
	RO	Dealing in securities	2003-04-01	2006-12-31
Goldin Equities Limited	RO	Advising on corporate finance	2003-04-01	2004-01-12
	RO	Advising on securities	2003-04-01	2004-01-12
	RO	Asset management	2003-04-01	2004-01-12
	RO	Dealing in securities	2003-04-01	2006-01-26