| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Funde Investment Management Limited | RO | Asset management | 2026-07-17 | - |
| Funde Securities Limited | RO | Advising on securities | 2026-07-17 | - |
| RO | Dealing in securities | 2026-07-17 | - | |
| WE Asset Management Limited | RO | Advising on securities | 2025-08-14 | 2026-06-01 |
| RO | Asset management | 2025-08-14 | 2026-06-01 | |
| WE Securities Limited | RO | Dealing in securities | 2025-08-14 | 2026-06-01 |
| Global Prosperity Financial Company Limited | RO | Advising on securities | 2021-04-26 | 2025-07-09 |
| RO | Asset management | 2021-04-26 | 2025-07-09 | |
| RO | Dealing in securities | 2021-04-26 | 2025-07-09 | |
| Rep | Advising on securities | 2021-04-01 | 2021-04-26 | |
| Rep | Asset management | 2021-04-01 | 2021-04-26 | |
| Rep | Dealing in securities | 2021-04-01 | 2021-04-26 | |
| CHINA ZHONG HENG FINANCE GROUP LIMITED | RO | Asset management | 2020-07-24 | 2021-03-29 |
| RO | Advising on securities | 2020-06-30 | 2021-03-29 | |
| RO | Dealing in securities | 2020-06-30 | 2021-03-29 | |
| Rep | Asset management | 2020-04-28 | 2020-07-24 | |
| Rep | Advising on securities | 2020-03-19 | 2020-06-30 | |
| Rep | Dealing in securities | 2020-03-19 | 2020-06-30 | |
| CHINA TIAN YUAN COMMODITIES AND FUTURES LIMITED | RO | Dealing in futures contracts | 2018-11-14 | 2019-11-09 |
| CHINA ZHONG HENG FINANCE GROUP LIMITED | Rep | Advising on securities | 2018-10-22 | 2019-11-09 |
| Rep | Dealing in securities | 2018-10-22 | 2019-11-09 | |
| CHINA TIAN YUAN COMMODITIES AND FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-10-10 | 2018-11-14 |
| Haitong Futures Hong Kong Limited | Rep | Dealing in futures contracts | 2017-05-11 | 2018-10-02 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2013-04-18 | 2017-04-30 |
| Rep | Dealing in futures contracts | 2013-03-01 | 2017-04-30 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-03-01 | 2017-04-30 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-09-01 | 2013-02-21 |
| Rep | Dealing in securities | 2011-09-01 | 2013-02-21 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-07-18 | 2011-08-20 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-04-22 | 2011-08-20 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-04-22 | 2011-08-20 |
No HKMA registrations in the collected records.