Personnel Hong Kong SFC License Details (ID 70896)

Personnel Hong Kong SFC License Details (ID 70896)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2021-03-30	-
	Rep	Dealing in futures contracts	2017-05-05	-
	Rep	Dealing in securities	2017-05-05	-
Changjiang Corporate Finance (HK) Limited	Rep	Advising on corporate finance	2012-09-03	2017-03-26
Changjiang Futures (HK) Limited	Rep	Dealing in futures contracts	2012-04-20	2017-03-26
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2012-04-20	2017-03-26
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2007-09-20	2011-09-21
	Rep	Dealing in securities	2007-09-20	2011-09-21