Personnel Hong Kong SFC License Details (ID 70898)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2008-09-26	2014-04-25
DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2007-06-07	2008-07-12
	Rep	Dealing in securities	2007-06-07	2008-07-12