Personnel Hong Kong SFC License Details (ID 70901)

Personnel Hong Kong SFC License Details (ID 70901)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2012-08-08	-
	Rep	Leveraged foreign exchange trading	2011-06-22	2014-11-24
	Rep	Dealing in futures contracts	2005-10-14	-
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Dealing in futures contracts	2004-01-20	2011-01-27
BOCI Bullion Company Limited	Rep	Advising on corporate finance	2003-04-01	2003-12-03
	Rep	Advising on securities	2003-04-01	2003-12-03
	Rep	Asset management	2003-04-01	2003-12-03
	Rep	Providing automated trading services	2003-04-01	2004-04-29
	Rep	Dealing in securities	2003-04-01	2004-04-29
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2003-04-01	-
	Rep	Advising on corporate finance	2003-04-01	2003-12-03
	Rep	Advising on securities	2003-04-01	2003-12-03
	Rep	Asset management	2003-04-01	2003-12-03