| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-05-09 | 2017-02-02 |
| Rep | Advising on securities | 2011-03-21 | 2013-04-30 | |
| Rep | Dealing in securities | 2011-03-21 | 2017-02-02 | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2010-06-11 | 2011-01-12 |
| Rep | Asset management | 2010-06-11 | 2011-01-12 | |
| Rep | Dealing in securities | 2010-06-11 | 2011-01-12 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2010-06-11 | 2011-01-12 |
| Rep | Asset management | 2010-06-11 | 2011-01-12 | |
| Rep | Dealing in securities | 2010-06-11 | 2011-01-12 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-01-29 | 2010-05-13 |
| Rep | Dealing in securities | 2009-01-29 | 2010-05-13 | |
| Rep | Leveraged foreign exchange trading | 2008-12-18 | 2010-05-13 |