| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2021-06-21 |
| Rep | Dealing in securities | 2017-04-24 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-04-24 | 2021-06-21 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2015-09-17 | 2015-10-05 |
| Rep | Dealing in securities | 2015-09-17 | 2015-10-05 | |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-06-20 | 2015-09-12 |
| Rep | Advising on securities | 2009-09-01 | 2012-10-03 | |
| Rep | Dealing in securities | 2009-09-01 | 2015-09-12 | |
| Sun Life Hong Kong Limited | Rep | Advising on corporate finance | - | 2003-08-26 |
| Rep | Advising on securities | - | 2003-08-26 | |
| Rep | Asset management | - | 2003-08-26 |