| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2011-12-02 | 2013-07-15 |
| Rep | Dealing in futures contracts | 2011-09-01 | 2013-07-15 | |
| Rep | Dealing in securities | 2011-09-01 | 2013-07-15 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2010-11-03 | 2011-08-23 |
| Rep | Dealing in futures contracts | 2010-08-02 | 2011-08-23 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-08-02 | 2011-08-23 |